DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

FOUNDATION RESOURCE MANAGEMENT, INC.

CRD 116359

LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cdc37afa-093d-fd91-8488-60b1ace75cc0

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 1
Observed: Mar 28, 2012 to Mar 30, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

Foundation Resource Management Inc

Family foundation · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.69 fund_share=0.0 institutional_share=0.21 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.1B
Private client RAUM: $782MderivedItem 5.D individuals plus high net worth individuals
Private client share: 69%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $228Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 597
Individual clients: 54
High net worth clients: 157
Custody, client assets: $10.9M
SEC number: 801-60714
CRD: 116359
Filings on the tape: 18
First filed: Mar 28, 2012
Latest filed: Mar 30, 2026
Organised: Corporation, AR

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GREGORY PHILIP HARTZ	Chartered Financial Analyst	LITTLE ROCK, AR	34	34	n/a	no
MARK WOOD MILLSAP	Chartered Financial Analyst	LITTLE ROCK, AR	24	34	n/a	no
CHRISTOPHER PATRICK FLEISCHMANN	Chartered Financial Analyst	LITTLE ROCK, AR	18	26	1	no
Zachary Davis Riley	Chartered Financial Analyst	LITTLE ROCK, AR	9	18	n/a	no
MEREDITH HUMPHREY MOLL	Chartered Financial Analyst	LITTLE ROCK, AR	9	19	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCKELVY, ABBY, YOUNG	CHIEF COMPLIANCE OFFICER	Na	yes	10/2004	Mar 30, 2026	Mar 30, 2026
MOLL, MEREDITH, HUMPHREY	President	D	yes	02/2025	Mar 30, 2026	Mar 30, 2026
Riley, Zachary, Davis	Secretary	C	yes	02/2025	Mar 30, 2026	Mar 30, 2026
HARTZ, GREGORY, PHILIP	Secretary	C	yes	01/2024	Mar 28, 2012	Mar 27, 2024
MILLSAP, MARK, WOOD	President	C	yes	01/2024	Mar 28, 2012	Mar 27, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026	$1.1B	$1.1B	9	6	0	n/a	n/a
2024	Mar 3, 2025	$918M	$918M	11	6	0	n/a	n/a
2023	Mar 27, 2024	$918M	$918M	10	6	0	n/a	n/a
2022	Mar 27, 2023	$850M	$850M	10	6	0	n/a	n/a
2021	Mar 9, 2022	$792M	$792M	11	7	0	n/a	n/a
2020	Mar 30, 2021	$631M	$631M	11	7	0	n/a	n/a
2019	Mar 25, 2020	$1.3B	$1.0B	11	7	0	n/a	n/a
2018	Mar 28, 2019	$1.3B	$1.1B	11	7	1	n/a	n/a
2017	Mar 29, 2018	$1.7B	$1.6B	11	7	1	n/a	n/a
2016	Mar 30, 2017	$1.7B	$1.6B	11	7	n/a	n/a	n/a
2015	Mar 28, 2016	$1.7B	$1.4B	11	7	n/a	n/a	n/a
2014	Mar 31, 2015	$2.0B	$2.0B	11	5	n/a	n/a	n/a
2013	Mar 26, 2014	$2.0B	$2.0B	10	5	n/a	n/a	n/a
2012	Mar 27, 2013	$1.8B	$1.8B	10	5	n/a	n/a	n/a
2011	Mar 28, 2012	$1.9B	$1.9B	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$918M	23.9%	$850M	10.2%	9	11	0	0

Relationships

Registered with (5)

← MEREDITH HUMPHREY MOLLAdvisorregistration: current employment
May 2, 2017 to presentfactForm ADV
← Zachary Davis RileyAdvisorregistration: current employment
Oct 26, 2016 to presentfactForm ADV
← CHRISTOPHER PATRICK FLEISCHMANNAdvisorregistration: current employment
Sep 18, 2008 to presentfactForm ADV
← MARK WOOD MILLSAPAdvisorregistration: current employment
Nov 19, 2001 to presentfactForm ADV
← GREGORY PHILIP HARTZAdvisorregistration: current employment
May 8, 1992 to presentfactForm ADV

Controls (3)

← HARTZ, GREGORY, PHILIPOwnerSECRETARY, ownership code C, individual
Mar 28, 2012 to Mar 27, 2024factForm ADV
← MILLSAP, MARK, WOODOwnerPRESIDENT, ownership code C, individual
Mar 28, 2012 to Mar 27, 2024factForm ADV
← MCKELVY, ABBY, YOUNGOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2012 to Mar 27, 2024factForm ADV

Dated events

Occurred
Mar 9, 2022
Regulatory AUM changed
Foundation Resource Management, Inc. reported RAUM $791.6M, up 25% from $631.4M (2021-03-30 to 2022-03-09)
Form ADVobserved 5 days ago
$160M
Occurred
Mar 30, 2021
Regulatory AUM changed
Foundation Resource Management, Inc. reported RAUM $631.4M, down 50% from $1.3B (2020-06-22 to 2021-03-30)
Form ADVobserved 5 days ago
$-636M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cdc37afa-093d-fd91-8488-60b1ace75cc0
First observed: Mar 28, 2012
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOUNDATION RESOURCE MANAGEMENT, INC.

CRD 116359

LITTLE ROCK, AR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cdc37afa-093d-fd91-8488-60b1ace75cc0

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:24 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GREGORY PHILIP HARTZ

Chartered Financial Analyst

LITTLE ROCK, AR

n/a

MARK WOOD MILLSAP

Chartered Financial Analyst

LITTLE ROCK, AR

n/a

CHRISTOPHER PATRICK FLEISCHMANN

Chartered Financial Analyst

LITTLE ROCK, AR

Zachary Davis Riley

Chartered Financial Analyst

LITTLE ROCK, AR

n/a

MEREDITH HUMPHREY MOLL

Chartered Financial Analyst

LITTLE ROCK, AR

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCKELVY, ABBY, YOUNG

CHIEF COMPLIANCE OFFICER

yes

10/2004

Mar 30, 2026

MOLL, MEREDITH, HUMPHREY

President

yes

02/2025

Mar 30, 2026

Riley, Zachary, Davis

Secretary

yes

02/2025

Mar 30, 2026

HARTZ, GREGORY, PHILIP

Secretary

yes

01/2024

Mar 28, 2012

Mar 27, 2024

MILLSAP, MARK, WOOD

President

yes

01/2024

Mar 28, 2012

Mar 27, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 30, 2026

$1.1B

n/a

2024

Mar 3, 2025

$918M

n/a

2023

Mar 27, 2024

$918M

n/a

2022

Mar 27, 2023

$850M

n/a

2021

Mar 9, 2022

$792M

n/a

2020

Mar 30, 2021

$631M

n/a

2019

Mar 25, 2020

$1.3B

$1.0B

n/a

2018

Mar 28, 2019

$1.3B

$1.1B

n/a

2017

Mar 29, 2018

$1.7B

$1.6B

n/a

2016

Mar 30, 2017

$1.7B

$1.6B

n/a

2015

Mar 28, 2016

$1.7B

$1.4B

n/a

2014

Mar 31, 2015

$2.0B

n/a

2013

Mar 26, 2014

$2.0B

n/a

2012

Mar 27, 2013

$1.8B

n/a

2011

Mar 28, 2012

$1.9B

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.1B

$918M

23.9%

$850M

10.2%