DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

ROBERTA LEWIS

Advisor at OSAIC WEALTH, INC.

RACINE, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cdc3a6ca-d399-a6b3-8db7-42064f20d4bc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 6, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 24, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Apr 24, 2000
First registration: Jul 6, 2005
Dual registered: yes, broker-dealer
Other names: ROBERTA KNUCKLES|ROBERTA MAE NICOLO|BOBBIE M LEWIS|ROBERTA MAE LEWIS|BOBBIE PEREZ|ROBERTA PEREZ
IAPD individual key: 4172977

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	RACINE, WI	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Aug 2, 2019	Jun 14, 2024	no	RACINE, WI	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 10, 2011	Aug 7, 2019	no	MILWAUKEE, WI\|MENOMONEE FALLS, WI\|RACINE, WI\|RACINE, WI\|MILWAUKEE, WI\|MILWAUKEE, WI	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 6, 2005	Feb 16, 2011	no	KENOSHA, WI\|KENOSHA, WI\|KENOSHA, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
WELLS FARGO ADVISORS	SECURITIES AMERICA ADVISORS, INC.	Aug 7, 2019	Aug 2, 2019	-5	Firm change	Wirehouse to ibd
CHASE INVESTMENT SERVICES CORP.	WELLS FARGO ADVISORS	Feb 16, 2011	Feb 10, 2011	-6	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Aug 2, 2019 to Jun 14, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 10, 2011 to Aug 7, 2019factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 6, 2005 to Feb 16, 2011factForm ADV

Dated events

No dated event names this entity yet.