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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Honolulu, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 10, 2016 | n/a | yes | Honolulu, HI | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Aug 20, 2008 | Feb 18, 2016 | no | ST. LOUIS, MO|HONOLULU, HI|KAHULUI, HI | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Aug 20, 2008 | no | HONOLULU, HI | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jan 1, 2006 | Jan 1, 2008 | no | HONOLULU, HI|MAUNALOA, HI|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Feb 18, 2016 | Feb 10, 2016 | -8 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Aug 20, 2008 | Aug 20, 2008 | 0 | Firm change | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 793:705:HI:2016-02-18 | Feb 18, 2016 | Feb 10, 2016 | KAHULUI, HI | Firm change |