DFX Intelligence

M•••••• J••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M•••••• J••• M••••

Advisor at C••••••••• F•••••••• N••••••

North Reading, MA | Derry, NH

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Search this name across graphsid dfx:ria:cdf2fe35-cb41-c165-cd6f-70be7a66267b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jan 4, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	May 28, 2024	n/a	yes	Derry, NH\|North Reading, MA	Current employment
P•• W•••••	Former SEC adviser	Jan 11, 2022	Jul 29, 2024	no	NORTH READING, MA\|Portsmouth, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W•••••	C••••••••• F•••••••• N••••••	Jul 29, 2024	May 28, 2024	-62	Firm change after gap	RIA to ibd
S••••••••• A•••••• A•••••••• I•••	P•• W•••••	Jan 18, 2022	Jan 11, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:316919:MA:2022-01-18	Jan 18, 2022	Jan 11, 2022	NORTH READING, MA	Firm change

Relationships

Registered with (3)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
May 28, 2024 to presentfactForm ADV
→ P•• W•••••Registered adviserregistration: previous registration
Jan 11, 2022 to Jul 29, 2024factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 4, 2019 to Jan 18, 2022factForm ADV

Dated events

Occurred
Jul 29, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 18, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cdf2fe35-cb41-c165-cd6f-70be7a66267b
First observed: Jan 4, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.