DFX Intelligence
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Reading the graph
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Advisor at J••• M••••• S••••••••• L••
Baltimore, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | May 23, 2024 | n/a | yes | Baltimore, MD|Baltimore, MD|Baltimore, MD | Current employment |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Oct 27, 2023 | Feb 8, 2024 | no | AUSTIN, TX|Timonium, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | J••• M••••• S••••••••• L•• | Feb 8, 2024 | May 23, 2024 | 105 | Firm change | Ibd to wirehouse |
| M••••• S•••••• | K••••• A••••••• S•••••••• L•• | Oct 20, 2023 | Oct 27, 2023 |
| M••••• S•••••• | Wirehouse | Sep 5, 2023 | Oct 20, 2023 | no | WASHINGTON, DC | Previous registration |
| E•••••• C•••••• M••••••••• L•• | Former SEC adviser | May 23, 2018 | Sep 5, 2023 | no | Washington, DC|ARLINGTON, VA|WASHINGTON, DC | Previous registration |
| P•• W••••• M••••••••• | Bd affiliated wealth | Oct 9, 2013 | May 8, 2018 | no | CATONSVILLE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|PIKESVILLE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|REISTERTOWN, MD|REISTERSTOWN, MD|BALTIMORE, MD|BALTIMORE, MD|DUNDALK, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|REISTERTOWN, MD|BALTIMORE, MD|CATONSVILLE, MD|Baltimore, MD|Baltimore, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|REISTERSTOWN, MD | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | May 3, 2011 | Oct 3, 2013 | no | BALTIMORE, MD|HUNT VALLEY, MD|COCKEYSVILLE, MD|PHOENIX, MD|PARKVILLE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| M•• S••••••••• I••• | n/a | Aug 1, 2005 | May 2, 2011 | no | BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|TOWSON, MD|TIMONIUM, MD|TOWSON, MD|TIMONIUM, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|CHEEKTOWAGA, NY|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| 7 |
| Firm change |
| Wirehouse to ibd |
| E•••••• C•••••• M••••••••• L•• | M••••• S•••••• | Sep 5, 2023 | Sep 5, 2023 | 0 | Bulk transfer | RIA to wirehouse |
| P•• W••••• M••••••••• | E•••••• C•••••• M••••••••• L•• | May 8, 2018 | May 23, 2018 | 15 | Firm change | Ibd to RIA |
| S••••••• I••••••••• S•••••••• I••• | P•• W••••• M••••••••• | Oct 3, 2013 | Oct 9, 2013 | 6 | Firm change | Other |
| M•• S••••••••• I••• | S••••••• I••••••••• S•••••••• I••• | May 2, 2011 | May 3, 2011 | 1 | Firm change | Other |