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Advisor at LPL FINANCIAL LLC
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 27, 2020 | n/a | yes | CHICAGO, IL | Current employment |
| BLYTH & ASSOCIATES, INC. | Former SEC adviser | Aug 10, 2015 | Apr 16, 2020 | no | CHICAGO, IL | Previous registration |
| RETIREMENT PLAN ADVISORS, LLC | Mixed wealth | Mar 2, 2004 | Jun 11, 2015 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| BLYTH & ASSOCIATES, INC. | Former SEC adviser | Feb 11, 2002 | Dec 8, 2003 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BLYTH & ASSOCIATES, INC. | LPL FINANCIAL LLC | Apr 16, 2020 | Mar 27, 2020 | -20 | Firm change | RIA to ibd |
| RETIREMENT PLAN ADVISORS, LLC | BLYTH & ASSOCIATES, INC. | Jun 11, 2015 | Aug 10, 2015 | 60 | Firm change | Other |
| BLYTH & ASSOCIATES, INC. | RETIREMENT PLAN ADVISORS, LLC | Dec 8, 2003 | Mar 2, 2004 | 85 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 120754:6413:IL:2020-04-16 | Apr 16, 2020 | Mar 27, 2020 | CHICAGO, IL | Firm change |