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CRD 114122
WILTON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| S••••• M••••••••• A••••• C•••••••• F•••• L•• | Hedge Fund | $79.0M | Mar 29, 2016 | 5 | Mar 27, 2015 | reported | 021-231902 |
| L••• M••••••••• F••• I• L••• | Hedge Fund | $45.1M | Mar 29, 2016 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| L••••••••• M••••••• V•••••• | Controller | Na | yes | 03/2016 | Mar 29, 2016 | Mar 29, 2016 |
| L••••• P•••• R•••••• | DIRECTOR, CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | Na | yes | 01/2014 | Mar 7, 2014 | Mar 29, 2016 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S••••• M••••••••• L•• | n/a | n/a | n/a | Y | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2015 | Mar 29, 2016 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2015 | $325M | $877M | -63.0% | $2.6B | -49.8% | 12 | 29 | n/a | n/a |
| 9 |
| Mar 29, 2012 |
| reported |
| 021-198909 |
| S••••• A••••• C•••••••• F••• L•• | Hedge Fund | $26.2M | Mar 31, 2014 | 7 | Mar 29, 2012 | dropped | 021-100029 |
| L••• M••••••••• F••• L••• | Hedge Fund | $15.5M | Mar 29, 2016 | 5 | Mar 29, 2012 | reported | 021-198911 |
| S••••• M••••••••• J•••• E••••• F••• L••• | Hedge Fund | $10.7M | Aug 20, 2012 | 116 | Mar 29, 2012 | dropped | n/a |
| D•• T•••••• L••• | Hedge Fund | $6.9M | Jul 18, 2013 | 1 | Mar 29, 2012 | dropped | 021-9999999999 |
| S••••• M••••••••• F••• L••• | Hedge Fund | $3.8M | Mar 31, 2014 | 1 | Mar 29, 2012 | dropped | 021-9999999999 |
| C•••••••• D••••••••• M••••••• F••• I•• L••• | Hedge Fund | $2.8M | Dec 23, 2015 | 26 | Mar 29, 2012 | reported | 021-9999999999 |
| CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 03/2014 |
| Mar 7, 2014 |
| Mar 29, 2016 |
| R••••••••• M•••• •••• | CHAIRMAN & MEMBER | C | yes | 05/2001 | Mar 29, 2012 | Mar 29, 2016 |
| R••••••••• M•••• •••• | DIRECTOR & CHAIRMAN | Na | yes | 05/2001 | Mar 29, 2012 | Mar 29, 2016 |
| R•• P••••••• L•• | Member | E | yes | 05/2001 | Mar 29, 2012 | Mar 29, 2016 |
| S••••• A••••••• L•• | SOLE MEMBER, S••••• M••••••••• L•• | E | yes | 10/2001 | Mar 29, 2012 | Mar 29, 2016 |
| T••••• J••••• F•••••• | DIRECTOR & CHIEF OPERATING OFFICER | Na | yes | 05/2001 | Mar 29, 2012 | Mar 29, 2016 |
| $325M |
| $325M |
| 12 |
| 9 |
| n/a |
| 4 |
| $307M |
| 2014 | Mar 27, 2015 | $877M | $877M | 29 | 19 | n/a | 10 | $1.1B |
| 2013 | Mar 31, 2014 | $1.4B | $1.4B | 39 | 20 | n/a | 11 | $1.5B |
| 2012 | Mar 28, 2013 | $2.6B | $1.7B | 39 | 20 | n/a | 10 | $1.2B |
| 2011 | Mar 29, 2012 | $2.2B | $1.3B | n/a | n/a | n/a | 11 | $1.1B |