DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
SCHWENKSVILLE, PA | FORT MILL, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 3, 2014 | n/a | yes | FORT MILL, SC|SCHWENKSVILLE, PA | Current employment |
| M••••• S•••••• | Wirehouse | Feb 24, 2010 | Jan 31, 2014 | no | Bryn Mawr, PA|Berwyn, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | L•• F•••••••• L•• | Jan 31, 2014 | Feb 3, 2014 | 3 | Firm change | Other |
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Dec 19, 2009 | no | SHORT HILLS, NJ | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Jun 27, 2006 | Jun 1, 2009 | no | PHILADELPHIA, PA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jun 1, 2004 | Jan 17, 2006 | no | PHILADELPHIA, PA | Previous registration |
| Bulk transfer |
| Other |
| W•••• F•••• A••••••• | C•••••••• G••••• M•••••• I••• | Jan 17, 2006 | Jun 27, 2006 | 161 | Firm change | Other |