DFX Intelligence

R••••• T•••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

R••••• T•••• P•••••••

Advisor at C••••••• G•••• A•••••••

LAKE FOREST, IL

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Search this name across graphsid dfx:ria:ce054a01-6248-b2e0-f5b6-ec65c0dd8db4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• G•••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• G•••• A•••••••	Independent wealth	Jun 12, 2018	n/a	yes	LAKE FOREST, IL	Current employment
G•••••• S•••• W••••• S•••••••• L•••	Bd affiliated wealth	Jan 22, 2003	May 4, 2018	no	DEERFIELD, IL\|LAKE FOREST, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••••• S•••• W••••• S•••••••• L•••	C••••••• G•••• A•••••••	May 4, 2018	Jun 12, 2018	39	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ C••••••• G•••• A•••••••Registered adviserregistration: current employment
Jun 12, 2018 to presentfactForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserregistration: previous registration
Jan 22, 2003 to May 4, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce054a01-6248-b2e0-f5b6-ec65c0dd8db4
First observed: Jan 22, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.