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T••••• N••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant35 years in industry

T••••• N••• T••••••

Advisor at P•••••••• F••••••••• I•••

KENNESAW, GA

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Search this name across graphsid dfx:ria:ce05a132-3246-9671-6d5f-93706f2a9909

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 19, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• F••••••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• F••••••••• I•••	State registered	Feb 13, 2007	n/a	yes	KENNESAW, GA	Current employment
C••••• A••••••• L••	Former SEC adviser	Jan 23, 2006	Dec 4, 2006	no	KENNESAW, GA\|PEACHTREE CITY, GA\|KENNESAW, GA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	P•••••••• F••••••••• I•••	Dec 4, 2006	Feb 13, 2007	71	Firm change	Other
M•• I•••••••• S•••••••• L••	C••••• A••••••• L••	Oct 6, 2004

Relationships

Registered with (3)

→ P•••••••• F••••••••• I•••Registered adviserregistration: current employment
Feb 13, 2007 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Jan 23, 2006 to Dec 4, 2006factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 19, 2004 to Oct 6, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce05a132-3246-9671-6d5f-93706f2a9909
First observed: Apr 19, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.