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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)22 years in industry

NATHANIEL DAVID HOFFMAN

Advisor at CETERA INVESTMENT ADVISERS LLC

AUSTIN, TX | Austin, TX

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Search this name across graphsid dfx:ria:ce0ad2cb-b174-327d-2c9c-a7a38aa07c73

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 3, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S66
First exam: Jul 13, 2004
First registration: Aug 3, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4794572

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2023	n/a	yes	AUSTIN, TX\|Austin, TX	Current employment
CRI SECURITIES, LLC	Former SEC adviser	Aug 22, 2007	Oct 20, 2021	no	AUSTIN, TX\|AUSTIN, TX	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Aug 22, 2007	Aug 10, 2023	no	AUSTIN, TX\|AUSTIN, TX\|Cardiff, CA\|ST. PAUL, MN	Previous registration
MARATHON ADVISORS, INC	n/a	Aug 3, 2004	Sep 10, 2008	no	AUSTIN, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURIAN FINANCIAL SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2023	Aug 10, 2023	0	Bulk transfer	RIA to ibd
CRI SECURITIES, LLC	SECURIAN FINANCIAL SERVICES, INC.	Oct 20, 2021	Aug 22, 2007	-5,173	Bulk transfer	Other
MARATHON ADVISORS, INC	CRI SECURITIES, LLC	Sep 10, 2008	Aug 22, 2007	-385	Firm change after gap	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 10, 2023 to presentfactForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Aug 22, 2007 to Aug 10, 2023factForm ADV
→ CRI SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 22, 2007 to Oct 20, 2021factForm ADV
→ MARATHON ADVISORS, INCRegistered adviserregistration: previous registration
Aug 3, 2004 to Sep 10, 2008factForm ADV

Dated events

No dated event names this entity yet.