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Advisor at LPL FINANCIAL LLC
MARLTON, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 17, 2023 | n/a | yes | MARLTON, NJ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 26, 2014 | May 10, 2022 | no | CORTE MADERA, CA|SAN FRANCISCO, CA|SAN FRANCISCO, CA|SAN JOSE, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Jan 6, 2014 | no | WASHINGTON, DC | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Nov 21, 2002 | Jan 1, 2008 | no | WASHINGTON, DC|WASHINGTON, DC|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | LPL FINANCIAL LLC | May 10, 2022 | Aug 17, 2023 | 464 | Firm change after gap | Wirehouse to ibd |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:6413:CA:2022-04-28 | May 10, 2022 | Aug 17, 2023 | SAN JOSE, CA | Firm change after gap |