DFX Intelligence

N••• P•••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

N••• P•••• K•••••••••

Advisor at U•••• W••••• P•••••••

NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:ce278f6e-3c29-5ced-7753-e07f62aa5bae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 26, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•••• W••••• P•••••••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•••• W••••• P•••••••	Former SEC adviser	Jul 25, 2024	n/a	yes	NEWPORT BEACH, CA	Current employment
S•••• O•••••• D•• L••	n/a	Oct 26, 2021	Jul 23, 2024	no	LAGUNA NIGUEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• O•••••• D•• L••	U•••• W••••• P•••••••	Jul 23, 2024	Jul 25, 2024	2	Firm change	Other

Relationships

Registered with (2)

→ U•••• W••••• P•••••••Registered adviserregistration: current employment
Jul 25, 2024 to presentfactForm ADV
→ S•••• O•••••• D•• L••Registered adviserregistration: previous registration
Oct 26, 2021 to Jul 23, 2024factForm ADV

Dated events

Occurred
Jul 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce278f6e-3c29-5ced-7753-e07f62aa5bae
First observed: Oct 26, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.