DFX Intelligence

A•••••••• L••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

A•••••••• L••••• M•••

Advisor at M•• S••••••••• L••

Minneapolis, MN

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Search this name across graphsid dfx:ria:ce297a52-1e12-86e6-0a88-e481e25720d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 21, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• S••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: May 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• S••••••••• L••	No RAUM reported	Jul 28, 2021	n/a	yes	Minneapolis, MN	Current employment
F•••••• L••	No RAUM reported	May 21, 2020	Oct 3, 2022	no	Lake Elmo, MN\|BROOKFIELD, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••• L••	M•• S••••••••• L••	Oct 3, 2022	Jul 28, 2021	-432	Firm change after gap	Other

Relationships

Registered with (2)

→ M•• S••••••••• L••Registered adviserregistration: current employment
Jul 28, 2021 to presentfactForm ADV
→ F•••••• L••Registered adviserregistration: previous registration
May 21, 2020 to Oct 3, 2022factForm ADV

Dated events

Occurred
Oct 3, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce297a52-1e12-86e6-0a88-e481e25720d6
First observed: May 21, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.