DFX Intelligence

M•••••• L••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor33 years in industry

M•••••• L••••• K•••••

Advisor at N••• S•••• A•••••••• I•••

BELLEVUE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ce2e7213-f825-2cd1-8551-15a218acd51a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• S•••• A•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 17, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• S•••• A•••••••• I•••	State registered	Sep 30, 2019	n/a	yes	BELLEVUE, WA	Current employment
K•• F•••••••• S•••••••• I••	Former SEC adviser	May 23, 2014	Sep 30, 2019	no	BELLEVUE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• F•••••••• S•••••••• I••	N••• S•••• A•••••••• I•••	Sep 30, 2019	Sep 30, 2019	0	Firm change	Ibd to state RIA
S••••••• I••••••••• A•••••••• I•••	K•• F•••••••• S•••••••• I••	Jun 2, 2014	May 23, 2014

Relationships

Registered with (3)

→ N••• S•••• A•••••••• I•••Registered adviserregistration: current employment
Sep 30, 2019 to presentfactForm ADV
→ K•• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
May 23, 2014 to Sep 30, 2019factForm ADV
→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 21, 2008 to Jun 2, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce2e7213-f825-2cd1-8551-15a218acd51a
First observed: Jan 21, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.