B•• W••

Advisor at N••• F•••••• I••••••••• S•••••••• L••

San Diego, CA | Los Angeles, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ce326194-8631-019f-3912-1a59170ec904

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• F•••••• I••••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• F•••••• I••••••••• S•••••••• L••	Bd affiliated wealth	Sep 11, 2026	n/a	yes	Los Angeles, CA\|San Diego, CA	Current employment
N••• F•••••• I••••••••• S•••••••• L••	Bd affiliated wealth	Sep 11, 2026	n/a	yes	Los Angeles, CA\|San Diego, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	N••• F•••••• I••••••••• S•••••••• L••	Sep 14, 2026	Sep 11, 2026	-3	Firm change	Ibd to ibd
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024

Relationships

Registered with (3)

→ N••• F•••••• I••••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to Sep 14, 2026factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Apr 1, 2024 to Nov 14, 2024factForm ADV

Dated events

Occurred
Sep 14, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce326194-8631-019f-3912-1a59170ec904
First observed: Apr 1, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.