DFX Intelligence

C•••••• F•••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

C•••••• F•••••• R••••••••

Advisor at F••••• W••••• P•••••••• I•••

Traverse City, MI | ONTARIO, CA

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Search this name across graphsid dfx:ria:ce3497d3-61a6-f4ce-1cb7-898f3c04c1b9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 7, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• W••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• W••••• P•••••••• I•••	Independent wealth	May 11, 2026	n/a	yes	ONTARIO, CA\|Traverse City, MI	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Mar 5, 2021	Feb 26, 2026	no	Traverse City, MI\|Ludington, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	F••••• W••••• P•••••••• I•••	Feb 26, 2026	May 11, 2026	74	Firm change	Ibd to RIA
E••••• J••••	C••••••••• F•••••••• N••••••	Mar 8, 2021	Mar 5, 2021

Relationships

Registered with (3)

→ F••••• W••••• P•••••••• I•••Registered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Mar 5, 2021 to Feb 26, 2026factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Oct 7, 2016 to Mar 8, 2021factForm ADV

Dated events

Occurred
Feb 26, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce3497d3-61a6-f4ce-1cb7-898f3c04c1b9
First observed: Oct 7, 2016
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.