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B••••••• R••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

B••••••• R••• W••••

Advisor at J• W• C••• A•••••••• I•••

TAMPA, FL | Bethany Beach, DE | Bala Cywyd, PA

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Search this name across graphsid dfx:ria:ce3642f6-7adc-8b31-b54a-b24a12cf92f3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 15, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J• W• C••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Jun 15, 2026	n/a	yes	TAMPA, FL\|Bala Cywyd, PA\|Bethany Beach, DE	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Dec 6, 2023	Jun 17, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	J• W• C••• A•••••••• I•••	Jun 17, 2026	Jun 15, 2026	-2	Firm change	Ibd to ibd
P•••••••• P•••••••• L••	C••••••••• F•••••••• N••••••	Dec 26, 2023

Relationships

Registered with (4)

→ J• W• C••• A•••••••• I•••Registered adviserregistration: current employment
Jun 15, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Dec 6, 2023 to Jun 17, 2026factForm ADV
→ P•••••••• P•••••••• L••Registered adviserregistration: previous registration
Mar 18, 2020 to Dec 26, 2023factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Occurred
Jun 17, 2026
Advisor changed firm
B••••••• R••• W•••• left C••••••••• F•••••••• N•••••• for J• W• C••• A•••••••• I••• (registered 2026-06-15)
Form ADVobserved 7 days ago
Occurred
Dec 26, 2023
Advisor changed firm
B••••••• R••• W•••• left P•••••••• P•••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2023-12-06)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce3642f6-7adc-8b31-b54a-b24a12cf92f3
First observed: Jan 15, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.