DFX Intelligence

D•••• L•• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

D•••• L•• G•••••

Advisor at U•• F•••••••• S••••••••• L••

ADA, MI | Las Vegas, NV

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Search this name across graphsid dfx:ria:ce395f8f-64e9-27ed-c458-305f527c703e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 6, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••••• L••	Independent wealth	Mar 26, 2009	n/a	yes	ADA, MI\|Las Vegas, NV	Current employment
V••• F•••••••• A•••••••• I•••	Bd affiliated wealth	Oct 10, 2005	Mar 23, 2009	no	LAS VEGAS, NV\|HENDERSON, NV

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• A•••••••• I•••	U•• F•••••••• S••••••••• L••	Mar 23, 2009	Mar 26, 2009	3	Firm change	Other

Relationships

Registered with (2)

→ U•• F•••••••• S••••••••• L••Registered adviserregistration: current employment
Mar 26, 2009 to presentfactForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 10, 2005 to Mar 23, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce395f8f-64e9-27ed-c458-305f527c703e
First observed: Oct 10, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.