DFX Intelligence

D•••• S•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

D•••• S•••• S•••••

Advisor at L•• F•••••••• L••

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ce3ed195-c765-f1ad-7c9f-c6d2c97e68a3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 15, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 15, 2019	n/a	yes	OVERLAND PARK, KS	Current employment
V• W••••• A••••••• L••	Former SEC adviser	Dec 8, 2010	Jan 25, 2023	no	OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V• W••••• A••••••• L••	L•• F•••••••• L••	Jan 25, 2023	Feb 15, 2019	-1,440	Firm change after gap	RIA to RIA
C•••••• C••• F•••••••• S•••••••• I•••	V• W••••• A••••••• L••	Jul 27, 2010	Dec 8, 2010

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 15, 2019 to presentfactForm ADV
→ V• W••••• A••••••• L••Registered adviserregistration: previous registration
Dec 8, 2010 to Jan 25, 2023factForm ADV
→ C•••••• C••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 20, 2009 to Jul 27, 2010factForm ADV
→ M••••• S••••••

Dated events

Occurred
Jan 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce3ed195-c765-f1ad-7c9f-c6d2c97e68a3
First observed: Jan 1, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.