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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)35 years in industry

STANWOOD CHANDLER SWEETSER

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

SARASOTA, FL | Sarasota, FL

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Search this name across graphsid dfx:ria:ce507214-628d-fecc-d386-a9958c24751a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 27, 1991 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 17, 1991
First registration: Aug 27, 1991
Dual registered: yes, broker-dealer
Other names: STANWOOD CHANDLER SWEETSER|S.CHANDLER SWEETSER|STANWOOD CHANDLER SWEETSER|CHANDLER SWEETSER
IAPD individual key: 2165198

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 3, 2019	n/a	yes	Sarasota, FL\|SARASOTA, FL	Current employment
WELLS FARGO ADVISORS	Wirehouse	Nov 6, 2014	Sep 4, 2019	no	SARASOTA, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 1, 2009	Nov 14, 2014	no	SARASOTA, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 27, 1991	May 14, 2009	no	SARASOTA, FL\|SARASOTA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	Sep 4, 2019	Sep 3, 2019	-1	Firm change	Wirehouse to ibd
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Nov 14, 2014	Nov 6, 2014	-8	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	UBS FINANCIAL SERVICES INC.	May 14, 2009	May 1, 2009	-13	Firm change	Other

Relationships

Registered with (4)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Sep 3, 2019 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 6, 2014 to Sep 4, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
May 1, 2009 to Nov 14, 2014factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 27, 1991 to May 14, 2009factForm ADV

Dated events

No dated event names this entity yet.