DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Tallahassee, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 17, 2024 | n/a | yes | Tallahassee, FL | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Jun 19, 2018 | Oct 18, 2024 | no | TALLAHASSEE, FL|HOUSTON, TX | Previous registration |
| ELE ADVISORY SERVICES, INC | Independent wealth | Jan 9, 2018 | Jul 11, 2018 | no | SOUTHFIELD, MI|TALLAHASSEE, FL | Previous registration |
| SII INVESTMENTS, INC. | Former SEC adviser | Feb 10, 2009 | Dec 15, 2017 | no | TALLAHASSEE, FL|APPLETON, WI|TALLAHASSEE, FL | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Dec 4, 2007 | Feb 24, 2009 | no | TALLAHASSEE, FL | Previous registration |
| INVESTORS CAPITAL ADVISORY | Former SEC adviser | Jan 3, 2005 | Dec 12, 2007 | no | TALLAHASSEE, FL|MADISON, FL|TALLAHASSEE, FL | Previous registration |
| EASTERN POINT ADVISORS INC. | n/a | Jan 14, 2003 | Dec 31, 2004 | no | TALLAHASSEE, FL | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Feb 16, 1994 | Dec 31, 2002 | no | TALLAHASSEE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 18, 2024 | Oct 17, 2024 | -1 | Firm change | Ibd to ibd |
| ELE ADVISORY SERVICES, INC | NEXT FINANCIAL GROUP, INC. | Jul 11, 2018 | Jun 19, 2018 | -22 | Firm change | RIA to RIA |
| SII INVESTMENTS, INC. | ELE ADVISORY SERVICES, INC | Dec 15, 2017 | Jan 9, 2018 | 25 | Firm change | Ibd to RIA |
| SECURITIES AMERICA ADVISORS, INC. | SII INVESTMENTS, INC. | Feb 24, 2009 | Feb 10, 2009 | -14 | Firm change | Other |
| INVESTORS CAPITAL ADVISORY | SECURITIES AMERICA ADVISORS, INC. | Dec 12, 2007 | Dec 4, 2007 | -8 | Firm change | Other |
| EASTERN POINT ADVISORS INC. | INVESTORS CAPITAL ADVISORY | Dec 31, 2004 | Jan 3, 2005 | 3 | Bulk transfer | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | EASTERN POINT ADVISORS INC. | Dec 31, 2002 | Jan 14, 2003 | 14 | Firm change | Other |