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Advisor at CL WEALTH MANAGEMENT LLC
SCHAUMBURG, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CL WEALTH MANAGEMENT LLC | Independent wealth | Oct 24, 2013 | n/a | yes | SCHAUMBURG, IL | Current employment |
| CL WEALTH MANAGEMENT LLC | Independent wealth | Jul 31, 2012 | Oct 17, 2012 | no | SCHAUMBURG, IL | Previous registration |
| BARCLAYS CAPITAL INC. | Former SEC adviser | Jan 21, 2009 | Nov 11, 2009 | no | NEW YORK, NY | Previous registration |
| LEHMAN BROTHERS INC. | n/a | Apr 1, 2008 | Oct 15, 2008 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | CL WEALTH MANAGEMENT LLC | Nov 11, 2009 | Jul 31, 2012 | 993 | Firm change after gap | Other |
| LEHMAN BROTHERS INC. | BARCLAYS CAPITAL INC. | Oct 15, 2008 | Jan 21, 2009 | 98 | Bulk transfer | Other |