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J•••• S••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

J•••• S••••• S••••

Advisor at P••••• F••• M•••••••••

SIOUX FALLS, SD | Sioux Falls, SD

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Search this name across graphsid dfx:ria:ce5bdafb-3c38-4402-e2cc-fbcf5f81a3c9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••• F••• M•••••••••
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 4, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P••••• A•••• M••••••••• L••	Independent wealth	Oct 19, 2021	n/a	yes	SIOUX FALLS, SD	Current employment
P••••• F••• M•••••••••	Asset manager	Sep 21, 2021	n/a	yes	Sioux Falls, SD

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• A•••• M•••••••••	P••••• F••• M•••••••••	Jan 16, 2022	Sep 21, 2021	-117	Firm change after gap	Other
P••••••••• I••••••••• M••••••••• C•	P••••• A•••• M•••••••••	Jun 29, 2012

Relationships

Registered with (4)

→ P••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Oct 19, 2021 to presentfactForm ADV
→ P••••• F••• M•••••••••Registered adviserregistration: current employment
Sep 21, 2021 to presentfactForm ADV
→ P••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jun 29, 2012 to Jan 16, 2022factForm ADV
→ P••••••••• I••••••••• M••••••••• C•Registered adviser

Dated events

Occurred
Jan 16, 2022
Advisor changed firm
J•••• S••••• S•••• left P••••• A•••• M••••••••• for P••••• F••• M••••••••• (registered 2021-09-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce5bdafb-3c38-4402-e2cc-fbcf5f81a3c9
First observed: Feb 12, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.