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Advisor at LPL FINANCIAL LLC
FEDERAL WAY, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 15, 2023 | n/a | yes | FEDERAL WAY, WA | Current employment |
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Jun 8, 2016 | Jun 16, 2023 | no | TACOMA, WA|KENT, WA|Kent, WA|Tacoma, WA|BROOKLYN, OH | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Dec 22, 2011 | Jul 17, 2012 | no | KENT, WA|TACOMA, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KEY INVESTMENT SERVICES LLC | LPL FINANCIAL LLC | Jun 16, 2023 | Jun 15, 2023 | -1 | Firm change | Ibd to ibd |
| WELLS FARGO ADVISORS | KEY INVESTMENT SERVICES LLC | Jul 17, 2012 | Jun 8, 2016 | 1,422 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 136300:6413:OH:2023-06-16 | Jun 16, 2023 | Jun 15, 2023 | BROOKLYN, OH | Firm change |