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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DISCIPLINED INVESTORS, L.L.C.

CRD 114614

WACO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ce68bdf5-6f22-4fb6-27d8-af70b258b89c

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 3
On other graphs: 1
Observed: Mar 30, 2012 to Mar 23, 2026
25 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Disciplined Investors, L.L.C.

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.62 fund_share=0.0 institutional_share=0.38 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $942MItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $790M
Private client RAUM: $581MderivedItem 5.D individuals plus high net worth individuals
Private client share: 62%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $118Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 8
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,632
Individual clients: 312
High net worth clients: 168
Custody, client assets: $172M
SEC number: 801-67768
CRD: 114614
Filings on the tape: 25
First filed: Mar 30, 2012
Latest filed: Mar 23, 2026
Organised: Limited Liability Company, TX
Website: dinvestors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
TODD DAVID STONER	n/a	WACO, TX	23	28	n/a	no
RUSSELL CLARKE LIVESAY	n/a	WACO, TX	19	19	n/a	no
SABRINA LAUREN MOORE	n/a	WACO, TX	10	11	n/a	no
Angelo Ochoa	n/a	WACO, TX	6	16	n/a	no
Alexandra Jennings Kazanas	n/a	WACO, TX	3	10	n/a	no
Terra Beth Penner	n/a	WACO, TX	2	10	n/a	no
Reid Jeffrey Higgins	n/a	WACO, TX	1	11	n/a	no
Paris Katherine Hookham	n/a	WACO, TX	1	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LIVESAY, RUSSELL, CLARKE	MANAGING MEMBER	D	yes	12/2010	Mar 23, 2026	Mar 23, 2026
STONER, TODD, DAVID	MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER	D	yes	10/1998	Mar 23, 2026	Mar 23, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$942M	$790M	8	8	0	n/a	n/a
2024	Mar 14, 2025	$702M	$587M	8	7	0	n/a	n/a
2023	Mar 21, 2024	$577M	$399M	7	6	0	n/a	n/a
2022	Mar 28, 2023	$458M	$307M	6	6	0	n/a	n/a
2021	Mar 16, 2022	$495M	$330M	5	5	0	n/a	n/a
2020	Mar 30, 2021	$375M	$245M	5	5	0	n/a	n/a
2019	Mar 26, 2020	$328M	$214M	5	4	0	n/a	n/a
2018	Mar 28, 2019	$253M	$163M	5	5	0	n/a	n/a
2017	Mar 26, 2018	$244M	$160M	5	5	0	n/a	n/a
2016	Mar 27, 2017	$179M	$140M	4	4	n/a	n/a	n/a
2015	Mar 26, 2016	$143M	$124M	3	3	n/a	n/a	n/a
2014	Mar 20, 2015	$135M	$116M	2	2	n/a	n/a	n/a
2013	Mar 22, 2014	$116M	$101M	2	2	n/a	n/a	n/a
2012	Mar 27, 2013	$101M	$88.3M	2	2	n/a	n/a	n/a
2011	Mar 30, 2012	$105M	$95.2M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$942M	$702M	34.0%	$458M	27.1%	8	8	0	0

Relationships

Registered with (9)

← Paris Katherine HookhamAdvisorregistration: current employment
Jun 10, 2025 to presentfactForm ADV
← Reid Jeffrey HigginsAdvisorregistration: current employment
Jun 6, 2025 to presentfactForm ADV
← Terra Beth PennerAdvisorregistration: current employment
Jun 12, 2024 to presentfactForm ADV
← Alexandra Jennings KazanasAdvisorregistration: current employment
Feb 27, 2023 to presentfactForm ADV
← Angelo OchoaAdvisorregistration: current employment
Jul 9, 2020 to presentfactForm ADV
← SABRINA LAUREN MOOREAdvisorregistration: current employment
Sep 28, 2015 to presentfactForm ADV
← RUSSELL CLARKE LIVESAYAdvisorregistration: current employment
May 24, 2007 to presentfactForm ADV
← TODD DAVID STONERAdvisorregistration: current employment
Jul 28, 2003 to presentfactForm ADV
← AMY TORIAN FIELDSAdvisorregistration: previous registration
Oct 27, 2016 to Sep 30, 2019factForm ADV

Controls (2)

← STONER, TODD, DAVIDOwnerMANAGING MEMBER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 30, 2012 to Mar 21, 2024factForm ADV
← LIVESAY, RUSSELL, CLARKEOwnerMANAGING MEMBER, ownership code D, individual
Mar 30, 2012 to Mar 21, 2024factForm ADV

Dated events

Occurred
Mar 23, 2026
Regulatory AUM changed
Disciplined Investors, L.L.C. reported RAUM $941.6M, up 34% from $702.5M (2025-06-18 to 2026-03-23)
Form ADVobserved 5 days ago
$239M
Occurred
Mar 21, 2024
Regulatory AUM changed
Disciplined Investors, L.L.C. reported RAUM $577.3M, up 26% from $458.4M (2023-03-28 to 2024-03-21)
Form ADVobserved 5 days ago
$119M
Occurred
Mar 16, 2022
Regulatory AUM changed
Disciplined Investors, L.L.C. reported RAUM $495.0M, up 32% from $374.5M (2021-04-05 to 2022-03-16)
Form ADVobserved 5 days ago
$120M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce68bdf5-6f22-4fb6-27d8-af70b258b89c
First observed: Mar 30, 2012
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DISCIPLINED INVESTORS, L.L.C.

CRD 114614

WACO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ce68bdf5-6f22-4fb6-27d8-af70b258b89c

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:00 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

TODD DAVID STONER

n/a

WACO, TX

n/a

RUSSELL CLARKE LIVESAY

n/a

WACO, TX

n/a

SABRINA LAUREN MOORE

n/a

WACO, TX

n/a

Angelo Ochoa

n/a

WACO, TX

n/a

Alexandra Jennings Kazanas

n/a

WACO, TX

n/a

Terra Beth Penner

n/a

WACO, TX

n/a

Reid Jeffrey Higgins

n/a

WACO, TX

n/a

Paris Katherine Hookham

n/a

WACO, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LIVESAY, RUSSELL, CLARKE

MANAGING MEMBER

yes

12/2010

Mar 23, 2026

STONER, TODD, DAVID

MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER

yes

10/1998

Mar 23, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$942M

$790M

n/a

2024

Mar 14, 2025

$702M

$587M

n/a

2023

Mar 21, 2024

$577M

$399M

n/a

2022

Mar 28, 2023

$458M

$307M

n/a

2021

Mar 16, 2022

$495M

$330M

n/a

2020

Mar 30, 2021

$375M

$245M

n/a

2019

Mar 26, 2020

$328M

$214M

n/a

2018

Mar 28, 2019

$253M

$163M

n/a

2017

Mar 26, 2018

$244M

$160M

n/a

2016

Mar 27, 2017

$179M

$140M

n/a

2015

Mar 26, 2016

$143M

$124M

n/a

2014

Mar 20, 2015

$135M

$116M

n/a

2013

Mar 22, 2014

$116M

$101M

n/a

2012

Mar 27, 2013

$101M

$88.3M

n/a

2011

Mar 30, 2012

$105M

$95.2M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$942M

$702M

34.0%

$458M

27.1%