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Advisor at J.P. MORGAN SECURITIES LLC
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jun 21, 2016 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| SCHWAB WEALTH ADVISORY, INC. | No RAUM reported | Jan 3, 2012 | Jun 22, 2016 | no | INDIANAPOLIS, IN | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 5, 2006 | Dec 31, 2011 | no | Indianapolis, IN|INDIANAPOLIS, IN|FISHERS (INDIANAPOLIS), IN|FISHERS (INDIANAPOLIS), IN|INDIANAPOLIS, IN|FISHERS (INDIANAPOLIS), IN|Indianapolis, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SCHWAB WEALTH ADVISORY, INC. | J.P. MORGAN SECURITIES LLC | Jun 22, 2016 | Jun 21, 2016 | -1 | Firm change | Other |
| CHARLES SCHWAB & CO., INC. | SCHWAB WEALTH ADVISORY, INC. | Dec 31, 2011 | Jan 3, 2012 | 3 | Bulk transfer | Other |