DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

NELSON THOMAS TURNER

Advisor at LPL FINANCIAL LLC

LUTHERVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ce831e97-aebf-bbc0-6af0-8a7ac4a267cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 13, 2001
First registration: Jan 1, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 2997337

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 1, 2025	n/a	yes	LUTHERVILLE, MD	Current employment
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Jan 1, 2006	May 18, 2022	no	GAITHERSBURG, MD\|BETHESDA, MD\|KENSINGTON, MD\|GAITHERSBURG, MD\|KENSINGTON, MD\|BETHESDA, MD\|ROCKVILLE, MD\|Largo, MD\|BETHESDA, MD\|Baltimore, MD\|Hunt Valley, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUNA BROKERAGE SERVICES, INC.	LPL FINANCIAL LLC	May 18, 2022	Jan 1, 2025	959	Bulk transfer	Ibd to ibd

Relationships

Registered with (2)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jan 1, 2006 to May 18, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce831e97-aebf-bbc0-6af0-8a7ac4a267cb
First observed: Jan 1, 2006
Last observed: Sep 14, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NELSON THOMAS TURNER

Advisor at LPL FINANCIAL LLC

LUTHERVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ce831e97-aebf-bbc0-6af0-8a7ac4a267cb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:16 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Jan 1, 2025

n/a

yes

LUTHERVILLE, MD

Current employment

CUNA BROKERAGE SERVICES, INC.

Former SEC adviser

Jan 1, 2006

May 18, 2022

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

CUNA BROKERAGE SERVICES, INC.

LPL FINANCIAL LLC

May 18, 2022

Jan 1, 2025

959

Bulk transfer

Ibd to ibd