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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

MICHAEL TARTAGLIA

Advisor at OPPENHEIMER & CO. INC.

FLORHAM PARK, NJ

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Search this name across graphsid dfx:ria:ce877047-df2e-afff-4a38-d0d9bfd48931

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OPPENHEIMER & CO. INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 11, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Sep 11, 1992
First registration: Oct 14, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2187090

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Mar 13, 2026	n/a	yes	FLORHAM PARK, NJ	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jul 18, 2019	Feb 23, 2026	no	SHORT HILLS, NJ\|MORRIS PLAINS, NJ	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jul 22, 2019	no	Short Hills, NJ	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Oct 26, 2007	Jun 1, 2009	no	SHORT HILLS, NJ	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Oct 14, 2003	Nov 2, 2007	no	SHORT HILLS, NJ\|SHORT HILLS, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	OPPENHEIMER & CO. INC.	Feb 23, 2026	Mar 13, 2026	18	Firm change	Wirehouse to ibd
MORGAN STANLEY	WELLS FARGO ADVISORS	Jul 22, 2019	Jul 18, 2019	-4	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
A. G. EDWARDS & SONS, INC.	MORGAN STANLEY & CO. LLC	Nov 2, 2007	Oct 26, 2007	-7	Firm change	Other

Relationships

Registered with (5)

→ OPPENHEIMER & CO. INC.Registered adviserregistration: current employment
Mar 13, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 18, 2019 to Feb 23, 2026factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jul 22, 2019factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Oct 26, 2007 to Jun 1, 2009factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Oct 14, 2003 to Nov 2, 2007factForm ADV

Dated events

Occurred
Feb 23, 2026
Advisor changed firm
Michael Tartaglia left Wells Fargo Advisors for Oppenheimer & Co. Inc. (registered 2026-03-13)
Form ADVobserved 4 days ago