DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••• R••••••••• A•••••••• L••
WINDSOR, CT | ENFIELD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••• R••••••••• A•••••••• L•• | Other adviser | Jul 11, 2023 | n/a | yes | WINDSOR, CT|ENFIELD, CT | Current employment |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Oct 10, 2014 | Oct 10, 2016 | no | WINDSOR, CT |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••• F•••••••• A•••••••• I••• | V••• R••••••••• A•••••••• L•• | Oct 10, 2016 | Jul 11, 2023 | 2,465 | Firm change after gap | Other |
| V••• F•••••••• P•••••••• L•• | V••• F•••••••• A•••••••• I••• | Oct 7, 2014 | Oct 10, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 2882:3989:CT:2016-09-29 | Oct 10, 2016 | Jul 11, 2023 | WINDSOR, CT | Firm change after gap |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Jul 12, 2006 | Oct 7, 2014 | no | WINDSOR, CT|WINDSOR, CT | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Jul 11, 2005 | Jul 11, 2006 | no | NEW HAVEN, CT | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | Jan 14, 2004 | May 26, 2004 | no | MARLBOROUGH, MA | Previous registration |
| 3 |
| Firm change |
| Other |
| S•••••••• A••••••• L•• | V••• F•••••••• P•••••••• L•• | Jul 11, 2006 | Jul 12, 2006 | 1 | Firm change | Other |