DFX Intelligence

M•••••• M•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst22 years in industry

M•••••• M•••• L•••••

Advisor at L••••• • C••

NEW YORK, NY

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Search this name across graphsid dfx:ria:ce8d53e1-3105-a70c-30c9-02f525f41260

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Jun 3, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

M•••••• M•••• L•••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• • C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 2, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• L•••••• F•••••• A•••••••• L••	Independent wealth	Aug 24, 2021	n/a	yes	NEW YORK, NY	Current employment
L••••• • C••	Independent wealth	Aug 24, 2021	n/a	yes	NEW YORK, NY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• I••••••••• S••••••• C••••	L••••• • C••	Feb 22, 2006	Aug 24, 2021	5,662	Firm change after gap	Other

Relationships

Registered with (3)

→ L••••• • C••Registered adviserregistration: current employment
Aug 24, 2021 to presentfactForm ADV
→ L••••••• L•••••• F•••••• A•••••••• L••Registered adviserregistration: current employment
Aug 24, 2021 to presentfactForm ADV
→ S••••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Jun 3, 2004 to Feb 22, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce8d53e1-3105-a70c-30c9-02f525f41260
First observed: Jun 3, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.