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Advisor at VANGUARD ADVISERS, INC.
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Feb 18, 2021 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Dec 23, 2019 | Sep 15, 2020 | no | Phoenix, AZ | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jan 3, 2019 | Oct 7, 2019 | no | LA VISTA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | VANGUARD ADVISERS, INC. | Sep 15, 2020 | Feb 18, 2021 | 156 | Firm change | Ibd to ibd |
| SECURITIES AMERICA ADVISORS, INC. | CHARLES SCHWAB & CO., INC. | Oct 7, 2019 | Dec 23, 2019 | 77 | Firm change | Ibd to ibd |