DFX Intelligence

D•••• A•••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

D•••• A•••• J••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Phoenix, AZ

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Search this name across graphsid dfx:ria:ce97d871-f484-f1f3-e490-b5b01877542f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 25, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Feb 21, 2019	n/a	yes	Phoenix, AZ	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 3, 2011	Feb 27, 2019	no	PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PAYSON, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|SCOTTSDALE, AZ\|PHOENIX, AZ\|PHOENIX, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Feb 27, 2019	Feb 21, 2019	-6	Firm change	RIA to ibd
C•• F•••••••• G••••• I•••	L•• F•••••••• L••	Jan 21, 2009	Jan 28, 2009

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:149018:AZ:2019-02-27	Feb 27, 2019	Feb 21, 2019	PHOENIX, AZ	Firm change

Relationships

Registered with (6)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Feb 21, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 3, 2011 to Feb 27, 2019factForm ADV
→ C•• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Feb 23, 2006 to Jan 21, 2009factForm ADV
→ W•••• F•••• I••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ce97d871-f484-f1f3-e490-b5b01877542f
First observed: Aug 15, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.