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Advisor at ROYAL FUND MANAGEMENT, LLC
LADY LAKE, FL | Chicago, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROYAL FUND MANAGEMENT, LLC | Independent wealth | Sep 16, 2015 | n/a | yes | LADY LAKE, FL|Chicago, IL | Current employment |
| USA WEALTH MANAGEMENT LLC | Former SEC adviser | Mar 14, 2005 | Jun 10, 2008 | no | LINCOLNWOOD, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| USA WEALTH MANAGEMENT LLC | ROYAL FUND MANAGEMENT, LLC | Jun 10, 2008 | Sep 16, 2015 | 2,654 | Firm change after gap | Other |