DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

RICARDO CHICAS

Advisor at LINCOLN INVESTMENT

Bohemia, NY | Yonkers, NY | Fort Washington, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cea35c18-1001-24a1-6caa-cb7429df5d34

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 17, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LINCOLN INVESTMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 18, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jun 18, 1997
First registration: Mar 17, 2000
Dual registered: yes, broker-dealer
Other names: DONIS CHICAS|RICARDO CHICAS|RICK DAVIS|RICK CHICAS|RICARDO CHICAS DONIS|RICKY CHICAS
IAPD individual key: 2896911

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LINCOLN INVESTMENT	Independent wealth	Jul 27, 2026	n/a	yes	Bohemia, NY\|Yonkers, NY\|Fort Washington, PA	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 7, 2013	Dec 4, 2025	no	Yonkers, NY\|NEW YORK, NY\|New York, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 26, 2012	Sep 30, 2013	no	New York, NY\|Port Jefferson, NY\|BRONX, NY	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Jun 14, 2006	May 23, 2012	no	NEW YORK, NY\|Yonkers, NY\|NEW YORK, NY\|YONKERS, NY\|MOUNT VERNON, NY\|BRONX, NY\|NEW YORK, NY\|NEW YORK, NY	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Mar 17, 2000	Oct 4, 2005	no	NEW YORK CITY, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	LINCOLN INVESTMENT	Dec 4, 2025	Jul 27, 2026	235	Firm change	Ibd to RIA
CITIGROUP GLOBAL MARKETS INC.	ADVICE AND PLANNING SERVICES	Sep 30, 2013	Oct 7, 2013	7	Firm change	Other
HSBC SECURITIES (USA) INC.	CITIGROUP GLOBAL MARKETS INC.	May 23, 2012	Jun 26, 2012	34	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	HSBC SECURITIES (USA) INC.	Oct 4, 2005	Jun 14, 2006	253	Firm change	Other

Relationships

Registered with (5)

→ LINCOLN INVESTMENTRegistered adviserregistration: current employment
Jul 27, 2026 to presentfactForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 7, 2013 to Dec 4, 2025factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 26, 2012 to Sep 30, 2013factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Jun 14, 2006 to May 23, 2012factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Mar 17, 2000 to Oct 4, 2005factForm ADV

Dated events

Occurred
Dec 4, 2025
Advisor changed firm
Ricardo Chicas left Advice And Planning Services for Lincoln Investment (registered 2026-07-27)
Form ADVobserved 5 days ago