DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••• F•••••••• A•••••••• L••
LAKE OSWEGO, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• F•••••••• A•••••••• L•• | Independent wealth | Jun 20, 2024 | n/a | yes | LAKE OSWEGO, OR | Current employment |
| D••• D••••••• • C•• | Independent wealth | Aug 16, 2018 | May 6, 2024 | no | Vancouver, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••• D••••••• • C•• | A••••• F•••••••• A•••••••• L•• | May 6, 2024 | Jun 20, 2024 | 45 | Firm change | RIA to RIA |
| E•• A•••••••• L•• | D••• D••••••• • C•• | Sep 19, 2018 | Aug 16, 2018 |
| E•• A•••••••• L•• | Former SEC adviser | May 30, 2018 | Sep 19, 2018 | no | PORTLAND, OR | Previous registration |
| S•••••• P••••••• I••••••••• S••••••••• L•• | Former SEC adviser | May 1, 2013 | Jul 21, 2015 | no | PORTLAND, OR|PORTLAND, OR | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Mar 4, 2013 | no | VANCOUVER, WA | Previous registration |
| W•••• F•••• I••••••••• L•• | n/a | Jun 5, 2008 | Jan 3, 2011 | no | PORTLAND, OR|PORTLAND, OR | Previous registration |
| K•• I••••••••• S••••••• L•• | Bd affiliated wealth | Jan 9, 2006 | May 23, 2008 | no | PORTLAND, OR | Previous registration |
| K•••••• C•••••• M•••••• I••• | n/a | Mar 11, 2004 | Jan 4, 2006 | no | PORTLAND, OR | Previous registration |
| A••••••••• A•••••• S•••••••• I••• | n/a | Feb 12, 2004 | Feb 23, 2004 | no | TIGARD, OR | Previous registration |
| -34 |
| Firm change after gap |
| RIA to RIA |
| S•••••• P••••••• I••••••••• S••••••••• L•• | E•• A•••••••• L•• | Jul 21, 2015 | May 30, 2018 | 1,044 | Firm change after gap | Other |
| W•••• F•••• A••••••• | S•••••• P••••••• I••••••••• S••••••••• L•• | Mar 4, 2013 | May 1, 2013 | 58 | Firm change | Other |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| K•• I••••••••• S••••••• L•• | W•••• F•••• I••••••••• L•• | May 23, 2008 | Jun 5, 2008 | 13 | Firm change | Other |
| K•••••• C•••••• M•••••• I••• | K•• I••••••••• S••••••• L•• | Jan 4, 2006 | Jan 9, 2006 | 5 | Firm change | Other |
| A••••••••• A•••••• S•••••••• I••• | K•••••• C•••••• M•••••• I••• | Feb 23, 2004 | Mar 11, 2004 | 17 | Firm change | Other |