DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M••••••• L••• W••••••

A••••• F•••••••• A•••••••• L••independent RIALake Oswego, OrIA-onlyIAPD 4522058

Feed of 09/14/2026

Also filed as M••••••• L••• W••••••

At current firm

2 y

since Jun 20, 2024

In the industry

22 y

since Feb 12, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• F•••••••• A•••••••• L•• independent RIA current
since Jun 20, 2024 · Lake Oswego, Or
D••• D••••••• • C•• independent RIA
Aug 16, 2018 to May 6, 2024 · Vancouver, Wa
E•• A•••••••• L•• former
May 30, 2018 to Sep 19, 2018 · Portland, Or
S•••••• P••••••• I••••••••• S••••••••• L•• former
May 1, 2013 to Jul 21, 2015 · Portland, Or
W•••• F•••• A••••••• wirehouse
Jan 3, 2011 to Mar 4, 2013 · Vancouver, Wa
W•••• F•••• I••••••••• L•• unclassified
Jun 5, 2008 to Jan 3, 2011 · Portland, Or
K•• I••••••••• S••••••• L•• BD affiliated
Jan 9, 2006 to May 23, 2008 · Portland, Or
K•••••• C•••••• M•••••• I••• unclassified
Mar 11, 2004 to Jan 4, 2006 · Portland, Or
A••••••••• A•••••• S•••••••• I••• unclassified
Feb 12, 2004 to Feb 23, 2004 · Tigard, Or

Moves

a registration end followed by a registration begin elsewhere

D••• D••••••• • C•• to A••••• F•••••••• A•••••••• L••
left May 6, 2024, registered Jun 20, 2024 (45 days) · RIA to RIA
E•• A•••••••• L•• to D••• D••••••• • C••
left Sep 19, 2018, registered Aug 16, 2018 (-34 days) · RIA to RIA
S•••••• P••••••• I••••••••• S••••••••• L•• to E•• A•••••••• L••
left Jul 21, 2015, registered May 30, 2018 (1044 days) · Other
W•••• F•••• A••••••• to S•••••• P••••••• I••••••••• S••••••••• L••
left Mar 4, 2013, registered May 1, 2013 (58 days) · Other
W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••
left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
K•• I••••••••• S••••••• L•• to W•••• F•••• I••••••••• L••
left May 23, 2008, registered Jun 5, 2008 (13 days) · Other
K•••••• C•••••• M•••••• I••• to K•• I••••••••• S••••••• L••
left Jan 4, 2006, registered Jan 9, 2006 (5 days) · Other
A••••••••• A•••••• S•••••••• I••• to K•••••• C•••••• M•••••• I•••
left Feb 23, 2004, registered Mar 11, 2004 (17 days) · Other

Signals

M••••••• L••• W•••••• left D••• D••••••• • C•• for A••••• F•••••••• A•••••••• L•• (registered 2024-06-20)
May 6, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address