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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
OMAHA, NE | Omaha, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 19, 2021 | n/a | yes | OMAHA, NE|Omaha, NE | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Nov 7, 2019 | Jan 11, 2021 | no | OMAHA, NE|OMAHA, NE | Previous registration |
| CWM, LLC | Bd affiliated wealth | Dec 14, 2018 | Oct 31, 2019 | no | Omaha, NE | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jun 18, 2015 | Aug 21, 2018 | no | OMAHA, NE | Previous registration |
| FIRST NATIONAL CAPITAL MARKETS, INC. | Former SEC adviser | Jan 2, 2014 | Jun 18, 2015 | no | OMAHA, NE|OMAHA, NE|OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 11, 2021 | Jan 19, 2021 | 8 | Firm change | Ibd to ibd |
| CWM, LLC | CETERA ADVISOR NETWORKS LLC | Oct 31, 2019 | Nov 7, 2019 | 7 | Firm change | Ibd to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | CWM, LLC | Aug 21, 2018 | Dec 14, 2018 | 115 | Firm change | Ibd to RIA |
| FIRST NATIONAL CAPITAL MARKETS, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jun 18, 2015 | Jun 18, 2015 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 115920:149018:NE:2015-06-18 | Jun 18, 2015 | Jun 18, 2015 | OMAHA, NE | Firm change |