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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
ST. PETERSBURG, FL | SAINT PETERSBURG, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 9, 2023 | n/a | yes | SAINT PETERSBURG, FL | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 8, 2023 | n/a | yes | ST. PETERSBURG, FL | Current employment |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 1, 2021 | Mar 23, 2023 | no | TAMPA, FL | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Sep 13, 2016 | Oct 1, 2020 | no | TAMPA, FL|TAMPA, FL|TAMPA, FL | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Sep 4, 2013 | Dec 31, 2016 | no | TAMPA, FL|TAMPA, FL|TAMPA, FL|TAMPA, FL | Previous registration |
| INVESTMENT CENTERS OF AMERICA, INC. | Former SEC adviser | Nov 18, 2011 | Apr 12, 2012 | no | TAMPA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | RAYMOND JAMES & ASSOCIATES, INC. | Mar 23, 2023 | May 8, 2023 | 46 | Firm change | RIA to ibd |
| TRUIST ADVISORY SERVICES, INC. | SECURIAN FINANCIAL SERVICES, INC. | Oct 1, 2020 | Mar 1, 2021 | 151 | Firm change | Ibd to ibd |
| SUNTRUST INVESTMENT SERVICES, INC. | TRUIST ADVISORY SERVICES, INC. | Dec 31, 2016 | Sep 13, 2016 | -109 | Bulk transfer | Other |
| INVESTMENT CENTERS OF AMERICA, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Apr 12, 2012 | Sep 4, 2013 | 510 | Firm change after gap | Other |