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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PERKINS CAPITAL MANAGEMENT INC

CRD 105028

WAYZATA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ced857e1-67ff-d9fa-ecdd-9bc35450188a

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2012 to Jul 24, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $148MItem 5.F on the latest filing (2026-07-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $148M
Private client RAUM: $125MderivedItem 5.D individuals plus high net worth individuals
Private client share: 85%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $148Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 9
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 138
Individual clients: 72
High net worth clients: 56
Custody, client assets: $6.7M
SEC number: 801-22888
CIK: 884300
CRD: 105028
Filings on the tape: 24
First filed: Mar 29, 2012
Latest filed: Jul 24, 2026
Organised: Corporation, MN
Website: perkinscapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD CHARLES PERKINS	Chartered Financial Analyst	WAYZATA, MN	0	46	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
PYRAMID PARTNERS LP	Hedge Fund	$1.9M	Mar 31, 2017	9	Mar 28, 2016	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PERKINS, DANIEL, SCOTT	CHIEF OPERATING OFFICER	D	yes	06/2019	Mar 29, 2012	Mar 21, 2024
PERKINS, RICHARD, CHARLES	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	yes	06/2019	Mar 29, 2012	Mar 21, 2024
LINDBERG, HARRY, ALLEN LEE	VICE PRESIDENT	Na	no	03/1993	Mar 29, 2012	Mar 21, 2024
LINDBERG, NANCY, SUE	AVP OPERATIONS	Na	no	01/2005	Mar 29, 2012	Mar 21, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$139M	$139M	9	3	0	n/a	n/a
2024	Mar 27, 2025	$127M	$127M	9	3	0	n/a	n/a
2023	Mar 21, 2024	$131M	$131M	9	3	0	n/a	n/a
2022	Mar 29, 2023	$115M	$115M	9	3	0	n/a	n/a
2021	Mar 30, 2022	$175M	$175M	9	3	0	n/a	n/a
2020	Mar 26, 2021	$180M	$180M	9	3	0	n/a	n/a
2019	Mar 27, 2020	$137M	$137M	9	3	0	n/a	n/a
2018	Mar 27, 2019	$157M	$157M	10	4	0	n/a	n/a
2017	Mar 30, 2018	$146M	$146M	10	4	0	n/a	n/a
2016	Mar 31, 2017	$134M	$134M	10	4	n/a	1	$1.9M
2015	Mar 28, 2016	$131M	$131M	10	4	n/a	1	$2.3M
2014	Mar 31, 2015	$147M	$147M	6	4	n/a	n/a	n/a
2013	Mar 31, 2014	$177M	$177M	6	4	n/a	n/a	n/a
2012	Mar 28, 2013	$144M	$144M	6	4	n/a	n/a	n/a
2011	Mar 29, 2012	$164M	$164M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$148M	$127M	16.2%	$115M	8.7%	9	9	0	0

Relationships

Registered with (1)

← RICHARD CHARLES PERKINSAdvisorregistration: current employment
Dec 12, 2025 to presentfactForm ADV

Owns (2)

← LINDBERG, NANCY, SUEOwnerAVP OPERATIONS, ownership code NA, individual
Mar 29, 2012 to Mar 21, 2024factForm ADV
← LINDBERG, HARRY, ALLEN LEEOwnerVICE PRESIDENT, ownership code NA, individual
Mar 29, 2012 to Mar 21, 2024factForm ADV

Controls (2)

← PERKINS, DANIEL, SCOTTOwnerCHIEF OPERATING OFFICER, ownership code D, individual
Mar 29, 2012 to Mar 21, 2024factForm ADV
← PERKINS, RICHARD, CHARLESOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 29, 2012 to Mar 21, 2024factForm ADV

Advises (1)

→ PYRAMID PARTNERS LPPrivate fundHedge Fund, IA, no longer reported
Mar 28, 2016 to Mar 31, 2017factForm ADV

Dated events

Occurred
Mar 26, 2021
Control person left
Wallace Richard Perkins (Deceased) no longer on Schedule A of Perkins Capital Management Inc (listed 2020-06-25, absent 2021-03-26)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ced857e1-67ff-d9fa-ecdd-9bc35450188a
First observed: Mar 29, 2012
Last observed: Jul 24, 2026 58 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PERKINS CAPITAL MANAGEMENT INC

CRD 105028

WAYZATA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ced857e1-67ff-d9fa-ecdd-9bc35450188a

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:25 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD CHARLES PERKINS

Chartered Financial Analyst

WAYZATA, MN

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

PYRAMID PARTNERS LP

Hedge Fund

$1.9M

Mar 31, 2017

Mar 28, 2016

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PERKINS, DANIEL, SCOTT

CHIEF OPERATING OFFICER

yes

06/2019

Mar 29, 2012

Mar 21, 2024

PERKINS, RICHARD, CHARLES

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

06/2019

Mar 29, 2012

Mar 21, 2024

LINDBERG, HARRY, ALLEN LEE

VICE PRESIDENT

03/1993

Mar 29, 2012

Mar 21, 2024

LINDBERG, NANCY, SUE

AVP OPERATIONS

01/2005

Mar 29, 2012

Mar 21, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$139M

n/a

2024

Mar 27, 2025

$127M

n/a

2023

Mar 21, 2024

$131M

n/a

2022

Mar 29, 2023

$115M

n/a

2021

Mar 30, 2022

$175M

n/a

2020

Mar 26, 2021

$180M

n/a

2019

Mar 27, 2020

$137M

n/a

2018

Mar 27, 2019

$157M

n/a

2017

Mar 30, 2018

$146M

n/a

2016

Mar 31, 2017

$134M

n/a

$1.9M

2015

Mar 28, 2016

$131M

n/a

$2.3M

2014

Mar 31, 2015

$147M

n/a

2013

Mar 31, 2014

$177M

n/a

2012

Mar 28, 2013

$144M

n/a

2011

Mar 29, 2012

$164M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$148M

$127M

16.2%

$115M

8.7%