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Reading the graph
Advisor at MORGAN STANLEY
San Jose, CA | Pleasanton, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Feb 28, 2012 | n/a | yes | San Jose, CA|Pleasanton, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Feb 28, 2012 | no | MILPITAS, CA|LOS GATOS, CA|SAN JOSE, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Mar 27, 2009 | Jan 3, 2011 | no | LOS GATOS, CA|LOS GATOS, CA|MILPITAS, CA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | Jun 30, 2008 | Apr 15, 2009 | no | PLEASANTON, CA|DUBLIN, CA|DUBLIN, CA|PLEASANTON, CA|FREMONT, CA|FREMONT, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MORGAN STANLEY | Feb 28, 2012 | Feb 28, 2012 | 0 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO INVESTMENTS, LLC | WELLS FARGO ADVISORS | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |
| WAMU INVESTMENTS, INC. | WELLS FARGO INVESTMENTS, LLC | Apr 15, 2009 | Mar 27, 2009 | -19 | Firm change | Other |