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S••••• S•••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

S••••• S•••• G••••••

Advisor at E••••••• P•••••• W•••••• I•••

TOPEKA, KS | Boulder, CO

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Search this name across graphsid dfx:ria:cee57efa-5b4a-90e3-a016-961df7064495

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 29, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••• P•••••• W•••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••• P•••••• W•••••• I•••	Independent wealth	Sep 9, 2025	n/a	yes	Boulder, CO\|TOPEKA, KS	Current employment
W•••• F•••• A•••••••	Wirehouse	Feb 12, 2014	Sep 16, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	E••••••• P•••••• W•••••• I•••	Sep 16, 2025	Sep 9, 2025	-7	Firm change	Wirehouse to RIA
L•• F•••••••• L••	W•••• F•••• A•••••••	Feb 21, 2014

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:313053:CO:2025-09-16	Sep 16, 2025	Sep 9, 2025	DILLON, CO	Firm change

Relationships

Registered with (3)

→ E••••••• P•••••• W•••••• I•••Registered adviserregistration: current employment
Sep 9, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 12, 2014 to Sep 16, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 29, 2012 to Feb 21, 2014factForm ADV

Dated events

Occurred
Sep 16, 2025
Advisor changed firm
S••••• S•••• G•••••• left W•••• F•••• A••••••• for E••••••• P•••••• W•••••• I••• (registered 2025-09-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cee57efa-5b4a-90e3-a016-961df7064495
First observed: Feb 29, 2012
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.