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CRD 148828
LAKE OSWEGO, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRADSHAW, JAMES, RUSSELL | MEMBER, PORTFOLIO MANAGER | A | yes | 03/2018 | Apr 30, 2015 | Mar 27, 2024 |
| BRINK, STEPHEN, CHARLES | MEMBER, PORTFOLIO MANAGER | B | yes | 01/2020 | Apr 30, 2015 | Mar 27, 2024 |
| KISER, DAVID, WRIGHT | MEMBER, DIRECTOR, VICE PRESIDENT OF MARKETING & CLIENT SERVICE | Na | yes | 05/2010 | Apr 30, 2015 | Mar 27, 2024 |
| MAKUAKANE, SHANNON, MICHELLE | MEMBER, CHIEF COMPLIANCE OFFICER, VP OPERATIONS | Na | yes | 01/2023 | Apr 30, 2015 | Mar 27, 2024 |
| WOODWARD, ALEXANDER, JACKSON | MEMBER, PRESIDENT, PORTFOLIO MANAGER | C | yes | 01/2020 | Apr 30, 2015 | Mar 27, 2024 |
| BUHALY, STEVE, JOSEPH | Member | A | no | 01/2015 | Apr 30, 2015 | Mar 27, 2024 |
| CHRISTOPHER, BARCLAY, SCOTT | Member | A | no | 01/2015 | Apr 30, 2015 | Mar 27, 2024 |
| DEMUTH, BRANT, HILL | MEMBER, PORTFOLIO MANAGER | Na | no | 01/2024 | Mar 27, 2024 | Mar 27, 2024 |
| HASAN, SARA, ELIZABETH | MEMBER, PORTFOLIO MANAGER | Na | no | 01/2023 | Feb 1, 2023 | Mar 27, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 20, 2026 | $355M | $352M | 6 | 5 | 0 | n/a | n/a |
| 2024 | Mar 17, 2025 | $393M | $391M | 7 | 5 | 0 | n/a | n/a |
| 2023 | Mar 27, 2024 | $267M | $266M | 7 | 5 | 0 | n/a | n/a |
| 2022 | Feb 1, 2023 | $203M | $201M | 7 | 5 | 0 | n/a | n/a |
| 2021 | Mar 28, 2022 | $248M | $247M | 7 | 5 | 0 | n/a | n/a |
| 2020 | Mar 16, 2021 | $272M | $271M | 6 | 4 | 0 | n/a | n/a |
| 2019 | Feb 12, 2020 | $251M | $251M | 5 | 3 | 0 | n/a | n/a |
| 2018 | Mar 19, 2019 | $159M | $159M | 5 | 3 | 0 | n/a | n/a |
| 2017 | Mar 20, 2018 | $145M | $143M | 5 | 3 | 0 | n/a | n/a |
| 2016 | Mar 21, 2017 | $57.6M | $52.1M | 5 | 3 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $43.2M | $19.9M | 5 | 3 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $355M | $393M | -9.8% | $203M | 20.5% | 6 | 7 | 0 | 0 |