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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

AMERICAN VENTURES IM LLC

CRD 337677

PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cef63ccc-108c-4b54-a0cc-80e02f6f50c5

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 1
Observed: Aug 12, 2026 to Sep 4, 2026
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

American Ventures Im LLC

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0
Regulatory AUM: $839MItem 5.F on the latest filing (2026-09-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $839M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 27
SEC number: 801-136979
CRD: 337677
Filings on the tape: 2
First filed: Aug 12, 2026
Latest filed: Sep 4, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HAYES, ANTHONY, C	CHIEF LEGAL OFFICER	Na	yes	10/2025	Sep 4, 2026	Sep 4, 2026
Mercado, Jaime	CHIEF COMPLIANCE OFFICER	Na	yes	06/2025	Sep 4, 2026	Sep 4, 2026
NEWMAN, ERIC	Manager	Na	yes	06/2025	Sep 4, 2026	Sep 4, 2026
SICHENZIA ROSS FERENCE CARMEL LLP	CLASS B MEMBER	B	no	04/2025	Sep 4, 2026	Sep 4, 2026

Relationships

Controls (3)

← HAYES, ANTHONY, COwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Sep 4, 2026 to presentfactForm ADV
← NEWMAN, ERICOwnerMANAGER, ownership code NA, individual
Sep 4, 2026 to presentfactForm ADV
← Mercado, JaimeOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 4, 2026 to presentfactForm ADV

Owns (1)

← SICHENZIA ROSS FERENCE CARMEL LLPOwnerCLASS B MEMBER, ownership code B, domestic entity
Sep 4, 2026 to presentfactForm ADV

Dated events

Occurred
Aug 12, 2026
Advisor owns new adviser
Eric Newman, registered through Dominari Securities LLC (New York, NY), is a direct owner of American Ventures IM LLC, an adviser first registered 2026-08-12; in 2023-2025, 164 of 330 such owners registered at this class of firm moved to the new adviser within a year, median 92 days after the filing
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cef63ccc-108c-4b54-a0cc-80e02f6f50c5
First observed: Aug 12, 2026
Last observed: Sep 4, 2026 15 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AMERICAN VENTURES IM LLC

CRD 337677

PALM BEACH GARDENS, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cef63ccc-108c-4b54-a0cc-80e02f6f50c5

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:19 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HAYES, ANTHONY, C

CHIEF LEGAL OFFICER

yes

10/2025

Sep 4, 2026

Mercado, Jaime

CHIEF COMPLIANCE OFFICER

yes

06/2025

Sep 4, 2026

NEWMAN, ERIC

Manager

yes

06/2025

Sep 4, 2026

SICHENZIA ROSS FERENCE CARMEL LLP

CLASS B MEMBER

04/2025

Sep 4, 2026