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Advisor at WELLS FARGO ADVISORS
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Nov 27, 2023 | n/a | yes | NEW YORK, NY|NEW YORK, NY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 11, 2022 | May 24, 2022 | no | NEW YORK, NY | Previous registration |
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Jun 21, 2021 | Nov 28, 2023 | no | POUGHKEEPSIE, NY|MAHOPAC, NY|Cohoes, NY|TARRYTOWN, NY|POUGHKEEPSIE, NY|New York, NY|TARRYTOWN, NY|Plymouth Meeting, PA|Fairfield, CT|BROOKLYN, OH|WHITE PLAINS, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KEY INVESTMENT SERVICES LLC | WELLS FARGO ADVISORS | Nov 28, 2023 | May 11, 2022 | -566 | Firm change after gap | Ibd to wirehouse |