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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

DAVID STANTON

Advisor at BRADFORD FINANCIAL CENTER

CLARION, IA

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Search this name across graphsid dfx:ria:cf1770e0-ec12-e591-76a7-3b56c9c4d6db

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 18, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BRADFORD FINANCIAL CENTER
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 9, 2017
First registration: Aug 18, 2017
Dual registered: yes, broker-dealer
Other names: David James Stanton
IAPD individual key: 6739619

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BRADFORD FINANCIAL CENTER	Independent wealth	Dec 16, 2025	n/a	yes	CLARION, IA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	Jan 27, 2025	no	CLARION, IA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 6, 2022	Jan 19, 2024	no	CLARION, IA\|CLARION, IA\|ELKHORN, NE	Previous registration
FBL WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Nov 18, 2020	May 23, 2022	no	West Des Moines, IA	Previous registration
EDWARD JONES	National bd RIA	Aug 18, 2017	Nov 17, 2020	no	Newton, IA\|ST LOUIS, MO\|Clarion, IA\|DES MOINES, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	BRADFORD FINANCIAL CENTER	Jan 27, 2025	Dec 16, 2025	323	Firm change	Ibd to RIA
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
FBL WEALTH MANAGEMENT, LLC	WOODBURY FINANCIAL SERVICES, INC.	May 23, 2022	Jun 6, 2022	14	Firm change	Ibd to ibd
EDWARD JONES	FBL WEALTH MANAGEMENT, LLC	Nov 17, 2020	Nov 18, 2020	1	Firm change	Other

Relationships

Registered with (5)

→ BRADFORD FINANCIAL CENTERRegistered adviserregistration: current employment
Dec 16, 2025 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jan 19, 2024 to Jan 27, 2025factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 6, 2022 to Jan 19, 2024factForm ADV
→ FBL WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 18, 2020 to May 23, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 18, 2017 to Nov 17, 2020factForm ADV

Dated events

Occurred
Jan 27, 2025
Advisor changed firm
David Stanton left Osaic Wealth, Inc. for Bradford Financial Center (registered 2025-12-16)
Form ADVobserved 5 days ago
Occurred
May 23, 2022
Advisor changed firm
David Stanton left Fbl Wealth Management, Llc for Woodbury Financial Services, Inc. (registered 2022-06-06)
Form ADVobserved 5 days ago