DFX Intelligence

P••• L••• D•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

P••• L••• D•••••••••

Advisor at K•••••• I••••••••• M••••••••• I•••

Rancho Cucamonga, CA | LOS ANGELES, CA

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Search this name across graphsid dfx:ria:cf1aa0bb-a257-bdb4-a584-19c4454a63e8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 2, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••• I••••••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 4, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••• I••••••••• M••••••••• I•••	Independent wealth	Dec 2, 2022	n/a	yes	Rancho Cucamonga, CA\|LOS ANGELES, CA	Current employment
M•••••• A••••• S••••••••• L••	Bd affiliated wealth	Feb 23, 2021	Nov 29, 2022	no	SAN DIEGO, CA\|Chino Hills, CA\|Chino Hills, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A••••• S••••••••• L••	K•••••• I••••••••• M••••••••• I•••	Nov 29, 2022	Dec 2, 2022	3	Firm change	Ibd to RIA
S••	M•••••• A••••• S••••••••• L••	Feb 23, 2021	Feb 23, 2021

Relationships

Registered with (3)

→ K•••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Dec 2, 2022 to presentfactForm ADV
→ M•••••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 23, 2021 to Nov 29, 2022factForm ADV
→ S••Registered adviserregistration: previous registration
Jan 2, 2020 to Feb 23, 2021factForm ADV

Dated events

Occurred
Nov 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf1aa0bb-a257-bdb4-a584-19c4454a63e8
First observed: Jan 2, 2020
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.