DFX Intelligence

M•••••• M••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

M•••••• M••••••• S•••••

Advisor at S••••• C•••••• A•••••••• I•••

SEATTLE, WA

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Search this name across graphsid dfx:ria:cf1c6e44-6a28-f895-9ac2-9039dd3aade2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• C•••••• A•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 12, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• C•••••• A•••••••• I•••	Independent wealth	Nov 20, 2018	n/a	yes	SEATTLE, WA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Aug 12, 2015	Oct 18, 2018	no	SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	S••••• C•••••• A•••••••• I•••	Oct 18, 2018	Nov 20, 2018	33	Firm change	Wirehouse to RIA
S••••• C•••••• A•••••••• I•••	J••• M••••• S••••••••• L••	Sep 1, 2015	Aug 12, 2015

Relationships

Registered with (3)

→ S••••• C•••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 31, 2015 to Sep 1, 2015factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 12, 2015 to Oct 18, 2018factForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
May 19, 2014 to Oct 17, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cf1c6e44-6a28-f895-9ac2-9039dd3aade2
First observed: Mar 4, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.