DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at KUHN CAPITAL PARTNERS
OAK BROOK, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KUHN CAPITAL PARTNERS | Independent wealth | Jun 23, 2016 | n/a | yes | OAK BROOK, IL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 9, 2011 | Nov 16, 2015 | no | PLANO, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 20, 2009 | Sep 21, 2011 | no | DALLAS, TX|PRINCETON, TX | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | May 9, 2003 | Aug 26, 2003 | no | HANOVER PARK, IL | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Aug 22, 2002 | Dec 19, 2002 | no | PLANO, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 16, 2000 | Jul 29, 2002 | no | OAKBROOK TERRAC, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | KUHN CAPITAL PARTNERS | Nov 16, 2015 | Jun 23, 2016 | 220 | Firm change | Wirehouse to RIA |
| LPL FINANCIAL LLC | UBS FINANCIAL SERVICES INC. | Sep 21, 2011 | Sep 9, 2011 | -12 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | LPL FINANCIAL LLC | Aug 26, 2003 | May 20, 2009 | 2,094 | Firm change after gap | Other |
| CHARLES SCHWAB & CO., INC. | A. G. EDWARDS & SONS, INC. | Dec 19, 2002 | May 9, 2003 | 141 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | CHARLES SCHWAB & CO., INC. | Jul 29, 2002 | Aug 22, 2002 | 24 | Firm change | Wirehouse to ibd |