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CRD 307075
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JUSTIN WILLIAM CABLE | n/a | Costa Mesa, CA | 5 | 25 | 1 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ARTHURS, TIMOTHY, CHARLES | Manager | C | yes | 02/2020 | Feb 21, 2020 | Feb 21, 2020 |
| CABLE, JUSTIN, WILLIAM | MANAGER AND CCO | C | yes | 02/2020 | Feb 21, 2020 | Feb 21, 2020 |
| HARRISON, MICHAEL, JOSEPH | FOUNDING ANALYST | Na | no | 02/2020 | Feb 21, 2020 | Feb 21, 2020 |
| LIPTAK, WALTER, SCOTT | FOUNDING ANALYST | Na | no | 02/2020 | Feb 21, 2020 | Feb 21, 2020 |
| SEAPORT GLOBAL SECURITIES LLC | Owner | B | no | 02/2020 | Feb 21, 2020 | Feb 21, 2020 |
| WEINTRAUB, MARK, ADAM | FOUNDING ANALYST | Na | no | 02/2020 | Feb 21, 2020 | Feb 21, 2020 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| COSTA MESA | CA | United States | 1 | no |
| NEW YORK | NY | United States | 1 | no |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |